Best Brokers and Dealers Companies in United States
The 334 best Brokers and Dealers companies in United States in 2026, ranked by funding and momentum. Funding, investors, founders, valuation, tech stack and live signals. Top: EPIC.
The 334 Brokers and Dealers companies tracked here across the United States are ranked by disclosed equity funding and recent funding momentum, and the numbers tell a sharp story. Total disclosed funding sits at $513M, with Epic alone accounting for $348M of that pool. That's a heavy concentration. Think Alpha Holdings ($17M), WisdomTree ($22M), and Creditex ($67M) fill out the mid-tier, while Valaurum and Kilo Capital anchor the smaller end. No unicorns yet, which I find telling for a sector this active. Backing has come from names like General Atlantic, Stone Point Capital, and The Carlyle Group, so the institutional appetite is real, even if valuations haven't cracked that $1B ceiling.
So what's actually moving right now? Coverage is rising fast across retail fx brokers, proprietary trading platforms, and forex automation tools, including fx trading bots and expert advisors. If you're sizing up where capital is flowing, that's the current. The global brokers and dealers market was pegged at roughly $14.4B in 2022 and is growing at a 6.0% CAGR, which keeps the competitive pressure steady but not frantic. Regulatory scrutiny on forex retail products is climbing in parallel, and that's reshaping which platforms can scale. The field is live, and this quarter it feels like it.
- Future Market Insights
- ResearchAndMarkets.com
Ranked: Best Brokers and Dealers companies in United States
| # | Company | Disclosed funding | Last round | Employees | Founded | Founder | Market signals (1y) | Patents & IP focus | Recent signals |
|---|---|---|---|---|---|---|---|---|---|
| 1 | EPIC Provider of insurance brokerage & consulting services | $348M | 123 mo ago | 164 | 2007 | Steve Denton CEO | — | 41 patents Roadway marking application and groove monitoring systems for precise paint/tape deployment | — |
| 2 | Creditex Brokerage and electronic trading services provider | $67M | 252 mo ago | 61 | 1999 | — | — | 55 patents Online credit derivative trading platforms with auction clearing and risk‑reduction algorithms. | — |
| 3 | WisdomTree Online trading platform for ETF assets | $22M | 68 mo ago | 120 | 1996 | — | 19 signals Earnings · M&A · Funding | — | — |
| 4 | Think Alpha Holdings Provider of brokerage and dealer services | $17M | 29 mo ago | — | — | Omar Kathwari CEO | — | — | — |
| 5 | Valaurum Retailer of rum stores | $15M | 32 mo ago | 30 | 2012 | Adam Trexler Founder & President | — | 7 patents Anti-counterfeit security imaging and window features on metal sheet manufacturing | 3 awards |
| 6 | Israel Bonds Stock brokerage firm | $10M | 68 mo ago | 191 | 1951 | — | — | — | — |
| 7 | Charles Schwab Diversified asset management firm | $6M | 197 mo ago | 33,000 33,000 → 34,685 (+5%) | 1971 | Walt Bettinger President & CEO | 24 signals ▼17% Earnings · M&A · Lawsuit | 248 patents Cybersecurity analytics and network traffic inspection for financial transaction platforms | — |
| 8 | Proof Provider of stock brokerage services | $5M | 69 mo ago | 9 | 2018 | Daniel Aisen CEO | — | 4 patents Absorbent protective undergarments and digital compliance monitoring for substance misuse. | — |
| 9 | United States Precious Metals Provider of gold, silver, platinum, and palladium coins and bullion | $4M | 135 mo ago | — | 2006 | John Leufray Co-CEO | — | — | — |
| 10 | American Portfolios Stock brokerage firm | $4M | 203 mo ago | 123 | 2001 | Lon Dolber Founder & CEO | — | — | — |
| 11 | AmeriVet Securities Provider of capital market and financing services | $4M | 41 mo ago | 28 28 → 45 (+61%) | 1994 | Elton Johnson Founder and Non Executive Chairman | — | — | — |
| 12 | TradingBlock Stock brokerage firm | $2M | 148 mo ago | 22 | 2000 | — | — | — | — |
| 13 | Institutional Bond Network Stock brokerage firm | $2M | 63 mo ago | — | 2010 | — | — | — | — |
| 14 | NYPPEX Stock brokerage firm | $2M | 188 mo ago | — | 1998 | Laurence G. Allen Founder & CEO | — | — | — |
| 15 | IEG Stock brokerage firm | $2M | 48 mo ago | 9 | 2017 | Douglas Eger CEO | — | — | — |
| 16 | LaSalle St Provider of money & asset movement, brand marketing, and brokerage services | $2M | 40 mo ago | 128 | 1974 | Jack McDermott Owner | — | — | — |
| 17 | Noble Mining Provider of precious metal investment opportunities, bullion brokerage, and mining consulting | $450K | 145 mo ago | — | 2012 | Jason Otteson CEO | — | — | — |
| 18 | TJM Brokerage Stock Broker | $425K | 141 mo ago | 104 | 1996 | — | — | — | — |
| 19 | International Monetary Exchange International monetary exchange services | $350K | 100 mo ago | — | 1989 | Joel Borshof Founder & President | — | — | — |
| 20 | Kilo Capital Forex broker | $289K | 4 mo ago | 5 | 2017 | — | — | — | — |
| 21 | SFA Stock brokerage & dealer firm | $248K | 195 mo ago | 85 | 2003 | Clive Slovin CEO & President | — | 5 patents Reducing smoke and particulate emissions in compression‑ignition engines and fossil‑fuel boilers | — |
| 22 | SII Investments Provider of brokerage and dealer services | $206K | 112 mo ago | 86 | 1968 | Todd Kinart President/CEO | — | — | — |
Top 12 Brokers and Dealers companies in United States
#1
Series A · Charlotte, North Carolina · founded 2017 · 5 employees$288.9Kraised▾
Forex broker
- Jan 2026Series A$1.1M
- Nov 2019Seed$188.9K
- Dec 2018Seed$100K
#2
Series B · Princeton, New Jersey$16.5Mraised▾
Provider of brokerage and dealer services
#3
Acquired · San Francisco, California · founded 2007 · 164 employees$347.5Mraised▾
Provider of insurance brokerage & consulting services
- Mar 2016Conventional Debt$250M
- Dec 2013Conventional Debt$97.5M
#4
Series A · Portland, Oregon · founded 2012 · 30 employees$15.1Mraised▾
Retailer of rum stores
- Oct 2023Series A$15M
- May 2013Seed$50K
#5
Public · New York City, New York · founded 1996 · 120 employees$21.5Mraised▾
Online trading platform for ETF assets. It allows the user to invest in fixed income ETFs, alternative ETFs, currency ETFs, and more. It also offers ETPs covering domestic, international, and global equities, fixed income, currencies, commodities, and alternative strategies.
- Sep 2020Post IPO—
- Aug 2020Post IPO$25M
- Jun 2020Post IPO$150M
- Oct 2009Series A$5M
#6
Acquired · New York City, New York · founded 1999 · 61 employees$67Mraised▾
Creditex provides brokerage services for CDS (Credit default swaps) and bonds. It provides execution both electronically and through voice. Launched ICE Credit Trade, an electronic platform for trading investment grade and high yield corporate bonds. Offers Delta-Neutral Auctions (DNA) which provides jump-to-default risk reduction by switching between multiple counterparties to reduce unwanted curve risk while maintaining a risk-neutral portfolio. Provides straight-through processing (STP) services for electronic, trading via the ICE Link STP Service. Holds credit event auctions are for settlement of CDS and Loan CDS products
#7
Early Stage · New York City, New York · founded 1994 · 28 employees$4Mraised▾
Provider of capital market and financing services
#8
Series A · New York City, New York · founded 1951 · 191 employees$10Mraised▾
Stock brokerage firm
#9
Early Stage · Elmhurst, Illinois · founded 1974 · 128 employees$1.8Mraised▾
Provider of money & asset movement, brand marketing, and brokerage services
- Feb 2023Unattributed$1.8M
#10
Series A · New York City, New York · founded 2018 · 9 employees$4.8Mraised▾
Provider of stock brokerage services
- Sep 2020Series A$4.6M
- Aug 2019Seed$150K
#11
Funding Raised · Charlottesville, Virginia · founded 2017 · 9 employees$2Mraised▾
Stock brokerage firm
- Jun 2022Conventional Debt$2M
#12
Seed · Beaumont, Texas · founded 2006$4.1Mraised▾
US Precious Metals is a trusted coin company in America that specializes in selling gold, silver, platinum, and palladium coins and bars. They offer a wide range of products and provide secure online purchasing options.
- Feb 2015Seed$1.4M
- Feb 2015Seed$316.5K
- Aug 2014Seed$566.9K
- Apr 2014Seed$155K
Funding & investor landscape
Notable founders
Market landscape — 10 sub-themes by coverage
Share of Brokers and Dealers coverage by sub-theme.
Regulatory-risk over time rising
Funding & growth over time
funding rising · growth rising
Common questions
Rohit lives in the feed. He covers what's moving right now — the funding rounds, launches and shifts breaking across the trade press — and ties them back to where the sector is heading.