Best RegTech Companies in Illinois, United States
The 56 best RegTech companies in Illinois, United States in 2026, ranked by funding and momentum. Funding, investors, founders, valuation, tech stack and live signals. Top: CMG.
Ranked: Best RegTech companies in Illinois
| # | Company | Disclosed funding | Last round | Employees | Founder | Tech stack | Web popularity | Patents & IP focus | Recent signals |
|---|---|---|---|---|---|---|---|---|---|
| 1 | barcodesinc Barcodesinc provides digital data hardware and software solutions for businesses. | — | — | 107 | — | Cart FunctionalityMagentoMySQL+31 | Top 100k | — | 4 launchs |
| 2 | Bond Lab Cloud-based risk analytics solutions for fixed income securities and bonds | — | — | — | Glenn Schultz Founder & CEO | — | — | — | — |
| 3 | BornTec Regulatory reporting solutions | — | — | — | Buck Haworth Founder | — | — | — | — |
| 4 | CertTrack Online platform providing tools for verifying the authenticity and status of various professional… | — | — | — | Tom Firestine Founder | — | — | — | — |
| 5 | ComputerProx Provider of user proximity-based logical access control solutions | — | — | — | Greg Gliniecki President/CEO | — | — | — | — |
| 6 | CrossCheck Compliance Provider of regulatory compliance services to financial institutions. | — | — | 52 | — | WordPressMySQLPHP+20 | Top 50M | — | — |
| 7 | Crowdentials Provides regulatory compliance software for crowdfunding industry | — | — | 3 | — | — | — | — | — |
| 8 | Dolare AML software for financial institutions | — | — | 8 | Charlie Miles CEO | — | — | — | — |
Top 12 RegTech companies in Illinois
#1
Series C · Chicago, Illinois · founded 2015 · 110 employees$32.5Mraised▾
Platform offering asset management solutions. It offers a platform that connects buy-side and sell side in the capital market. It connects investors and underwriters via a platform that delivers integrated ECM data and analytics, workflow collaboration, and more. It provides a digital system of record for firm wide deal activity and helps clients make informed decisions.
- May 2026Series C—
- Mar 2025Series C$30M
- Jan 2022Series B—
- Jun 2020Series B$25M
#2
Seed · Champaign, Illinois · founded 2019 · 32 employees$3.2Mraised▾
Provider of AI-powered identity verification and KYC/AML compliance platform. The platform offers identity verification using government-issued identification, biometric data, and authoritative sources. It facilitates video-based verification, AML screening, business verification, and age verification. The platform includes modules for ID verification, liveness detection, face matching, and address verification, along with KYC/CDD questionnaires and NFC verification.
- Jan 2025Seed$1M
- Jan 2022Seed$3.2M
#3
Series B · Chicago, Illinois · founded 2009 · 46 employees$30.5Mraised▾
Provider of enterprise incident management system. It provides a mobile app, web portal, and personal incident hotline to manage incidents and claims. It captures actionable information, customizes incident reporting, and engages with every employee. Its organizations can report all incidents personal, property, and near-hit incidents also.
- Jan 2023Series B$2.5M
- Apr 2021Conventional Debt—
- Mar 2021Series B$15M
- Feb 2021Series A$50K
#4
Acquired · Schaumburg, Illinois · founded 2021 · 10 employees$570Kraised▾
Automated business risk monitoring. It is a B2B SaaS FinTech leveraging AI/ML & NLP to help financiers objectively analyze the future risk of all the businesses they have taken exposure to. It computes the digital risk index from the digital footprint of a business such as news and social media, and a daily early warning risk index by combining financial metrics with this digital risk index.
- May 2025Seed$570K
- Jun 2023Seed—
#5
Acquired · Chicago, Illinois · founded 2015 · 47 employees$26.7Mraised▾
Ascent provides a cloud-based platform to track and automate regulatory compliance programs to the financial institutions. The product Ascent leverages a proprietary AI and automation technology to convert the rules and documents of a regulatory body into units of intelligence. Features include automated conversion of regulatory compliance into regulatory obligations checklists, compliance & procedure manual documentation, regulatory change tracking, and centralized management. The full platform comprises of selected compliance channels viz. CFTC, CME, CBOT, NYMEX, CBOE, ICE, GIPS, NFA, SEC, and FINRA. Pricing is based on the number of users and the selected channels. As of Jan 2018, the company is developing a lite version of the platform with limited functionalities.
- Nov 2019Series B$19.3M
- Mar 2018Series A$6M
- Sep 2016Seed$1.4M
#6
Series B · Schaumburg, Illinois · founded 2016 · 51 employees$18Mraised▾
Provider of an AI workbench for commercial property and casualty underwriting. The workbench offers data enrichment and intelligent document automation. It expedites commercial insurance processes with data, underwriting insights, business classification, and risk scoring. The workbench drives straight through processing for insurance organizations.
- Nov 2019Series B$15.2M
- Sep 2017Series A$2.5M
#7
Acqui-Hired · Chicago, Illinois · founded 2005 · 50 employees$19.3Mraised▾
Firm58 is a cloud-based broker-dealer and trading firm back office automation solutions. It has features such as profit analysis, compliance and surveillance, CSA and soft dollar management, compensation, accounting, position reporting, and billing, etc.
- Jun 2010Series C$7.1M
- May 2008Series B$8.5M
- Apr 2007Series A$3.7M
#8
Seed · East Peoria, Illinois · founded 2009 · 30 employees$2Mraised▾
Employee engagement and risk management solutions for businesses. The features include employees engagement strategies development, communication management, performance tracking, analyzing recruitment process including job descriptions, evaluating fit and attitude, feedback and collaboration management, conducting assessments, skill mapping, and more. It helps organizations identify, manage, and mitigate organizational risk, and leverages data centric analytics to generate risk transfer recommendations for clients.
- Sep 2023Seed$2M
- Sep 2023Conventional Debt—
#9
Acqui-Hired · Chicago, Illinois · founded 2015 · 186 employees$9Mraised▾
Neurensic helps financial institutions reduce risk and ensure regulatory compliance. It provides CORE, an intent-based surveillance solution which leverages AI to detect rogue trading, suspect trading behavior, fraud, and anomaly in trading activities to ensure regulatory compliance. It recognizes patterns of trading that are similar to regulatory inquiries and investigations, thereby helping organizations in identifying the same.
- Mar 2017Seed$1.8M
- Aug 2016Seed—
- Jul 2016Seed$225K
- Dec 2015Seed$500K
#10
Public · Chicago, Illinois · founded 2005 · 26 employees$7.3Mraised▾
Compliance11 provides cloud-based compliance automation software for enterprises to monitor employees and ensure compliance. The product automates employee trading, insider trading, employee disclosures, gifts, entertainment, political contributions, customer complaints, etc. In Nov 2011, it was acquired by Charles Schwab for an undisclosed sum.
- Apr 2011Series B$850K
- Mar 2011Series B$500K
- Feb 2010Series B$6M
#11
Acquired · Itasca, Illinois · founded 2007 · 310 employees$7.1Mraised▾
Fraud prevention tools for businesses. It delivers an integrated tool to identify the fraudulent use of credit cards in online, telephone, or card-not-present transactions. It focuses on securing the customer journey from account creation to transaction processing and chargeback management. Its features include chargeback management, payment gateways, product authentication solutions, and more.
- May 2010Series A$700K
- Jun 2009Series A$2.4M
- Jun 2008Series A$4M
#12
Series A · Chicago, Illinois · founded 2013 · 10 employees$4.8Mraised▾
Provider of AI-driven banking fraud analytics and detection platform solutions. The platform helps financial institutions identify data breaches, high-risk merchants, and compromised cards. It enables users to reissue compromised cards, write decision rules for payment fraud detection, and identify compromised merchants and cards early. The platform gives access to data and tools to reduce card fraud.
- Aug 2018Series A$1.5M
- Feb 2017Series A$2.8M
- Dec 2015Seed$1.2M
- Apr 2015Seed—
Funding & investor landscape
Notable founders
Market landscape — 10 sub-themes by coverage
Share of RegTech coverage by sub-theme.
Regulatory-risk over time rising
Funding & growth over time
funding rising · growth rising
Common questions
Rohit lives in the feed. He covers what's moving right now — the funding rounds, launches and shifts breaking across the trade press — and ties them back to where the sector is heading.