Best RegTech Companies in New York City, United States
The 216 best RegTech companies in New York City, United States in 2026, ranked by funding and momentum. Funding, investors, founders, valuation, tech stack and live signals. Top: Socure.
Ranked: Best RegTech companies in New York City
| # | Company | Disclosed funding | Last round | Employees | Founded | Founder | Tech stack | Patents & IP focus | Recent signals |
|---|---|---|---|---|---|---|---|---|---|
| 1 | Socure 🦄 Provider of AI based platform offering identity verification | $650M | 39 mo ago | 88 | 2012 | Johnny Ayers Co-Founder & CEO | TypeScriptGraphQLNode.js+29 | 41 patents AI-driven identity verification and watchlist screening using synthetic data and vector embeddings | 1 award |
| 2 | Chainalysis 🦄 Blockchain data platform providing crypto insights 91Funding top 13%Tech top 13%Product top 18%Innovation top 20% All 11 signals ▾Fundingtop 13% Techtop 13% Producttop 18% Innovationtop 20% Moattop 25% Patentstop 28% Markettop 31% Talenttop 31% Growthtop 34% Globaltop 40% Newsbottom 21% Funding: Raised $538M across 10 rounds · 10 rounds over 11 yrs (0.9/yr) Tech: 86 technologies across 7/8 capability areas · Cloud: Amazon Alb, Amazon Web Services rank vs industry peers · Fliar Intelligence Index 91/100 | $538M | 8 mo ago | 219 | 2014 | Michael Gronager Ex-Co-Founder | WordPressSentryAtlassian Statuspage+42 | 20 patents Blockchain transaction monitoring and visual analytics interfaces for compliance and investigations | 1 partnership |
| 3 | Forter 🦄 Cloud-based fraud prevention solutions for businesses | $525M | 60 mo ago | 3 | 2013 | — | WordPressApple iCloud MailGoogle Workspace+33 | 16 patents Real-time transaction fraud detection and secure digital identity authentication | 1 launch · 2 partnerships |
| 4 | Symphony 🦄 Compliance management solutions for financial institutions | $461M | 84 mo ago | 755 | 2014 | David Gurle Founder | WordPressMySQLMariaDB+33 | 9 patents Model-based software test automation: generating and converting test scripts from abstract representations. | 1 job opening · 1 launch |
| 5 | ION Group Treasury management solutions for financial institutions and banks | $400M | 83 mo ago | 653 | 1998 | Andrea Pignataro Founder & CEO | Cart FunctionalityWordPressApple iCloud Mail+28 | — | — |
| 6 | WorkFusion Provider of robotic process automation and chatbot solutions to automate work processes 76Funding top 17%News top 22%Growth top 25%AI top 25% All 12 signals ▾Fundingtop 17% Newstop 22% Growthtop 25% AItop 25% Moattop 31% Techtop 39% Producttop 40% Innovationtop 41% Patentstop 47% Markettop 49% Talentbottom 49% Globalbottom 39% Funding: Raised $341M across 11 rounds · 11 rounds over 15 yrs (0.7/yr) News: 5 BI events in 12 mo (of 26 tracked, 6 types) · 5 high-value events (IPO/M&A/funding/contracts) in 12 mo rank vs industry peers · Fliar Intelligence Index 76/100 | $341M | 9 mo ago | 379 | 2010 | Adam Famularo CEO | Cart FunctionalityWordPressMySQL+37 | 19 patents AI-driven robotic process automation and workforce performance analytics | — |
| 7 | RapidRatings 🦄 Cloud-based solution for vendor risk management | $255M | 52 mo ago | 177 | 2002 | Patrick Caragata Founder | WebflowApple iCloud MailMicrosoft 365+29 | — | 3 awards |
| 8 | Riskified 🦄 AI-based payment fraud prevention solutions for e-commerce solution | $229M | 63 mo ago | 781 781 → 714 (-9%) | 2013 | Assaf Feldman CTO and Cofounder | WordPress Block EditorWordPressApple iCloud Mail+35 | — | — |
| 9 | Alloy 🦄 Identity decisioning platform for banks and fintech firms | $208M | 45 mo ago | 216 216 → 418 (+94%) | 2015 | Tommy Nicholas Co-Founder & CEO | Craft CMSApple iCloud MailGoogle Workspace+33 | 19 patents Wear‑resistant, acid‑corrosion‑resistant austenitic iron alloys for engine valve seat inserts | 1 partnership |
| 10 | HYPR Provider of passwordless multi-factor authentication, identity verification, and risk management | $131M | 24 mo ago | — | 2014 | Bojan Simic Co-Founder and CEO | HubSpot CMS HubApple iCloud MailGoogle Workspace+31 | 15 patents Secure mobile authentication and federated identity solutions with out‑of‑band verification | — |
| 11 | Enigma Provider of business data and intelligence for risk and growth management | $130M | 93 mo ago | 128 | 2011 | — | Webflow EcommerceWebflowApple iCloud Mail+22 | 3 patents Multi‑video detection, tracking, and analysis of aerial phenomena using AI and sensor data | 1 partnership |
| 12 | RiskMetrics Risk management and corporate governance products provider | $122M | 264 mo ago | 4 | 1998 | — | — | 6 patents Financial risk analytics software for portfolio risk disclosure and constant volatility indices | — |
| 13 | Lithic Provider of platform for businesses to issue and manage payment cards | $121M | 58 mo ago | 99 99 → 200 (+102%) | 2014 | David Nichols Co-Founder | WebflowApple iCloud MailGoogle Workspace+21 | 18 patents Real-time virtual bank account transaction authorization, reconciliation, and secure serverless processing | 1 internship |
| 14 | Solidus Labs Digital asset trade surveillance solution | $83M | 49 mo ago | 75 | 2017 | Chen Arad Co-Founder & CXO | WebflowVimeoGSAP+21 | 4 patents Risk management and compliance tools for physical commodity trading platforms | — |
| 15 | EXIGER Provider of supply chain risk management and compliance software solutions | $80M | 26 mo ago | 810 | 2013 | Michael Beber Co-founder and Board Chair | WordPressMySQLMariaDB+42 | 3 patents Supply chain data integration, classification, and unique-identifier entity resolution solutions. | 1 award |
| 16 | T-REX Group Financial SaaS platform for renewable industry | $77M | 32 mo ago | 131 | 2012 | — | — | — | — |
| 17 | Planck Provider of GenAI-powered risk insights and underwriting solutions for commercial insurance | $73M | 28 mo ago | 80 | 2016 | Amir Cohen Co Founder and CTO | Framer SitesReactAmazon Web Services+11 | — | — |
| 18 | LIQUiDITY 🦄 Provider of an online lending platform for large-scale business loans | $70M | 39 mo ago | 155 | 2017 | Ron Daniel Co-Founder & CEO | — | 16 patents Patents concentrated in transport & manufacturing processes | — |
| 19 | Cloud9 Technologies Cloud-based communication platform for traders | $62M | 72 mo ago | 60 | 2013 | Steve Kammerer Co-Founder | — | — | — |
| 20 | Intelligo Group Cloud-based customer identity and background verification solutions | $44M | 55 mo ago | 99 | 2014 | Shlomo Mirvis Co-Founder & CEO | ContentfulSentryNode.js+18 | — | — |
| 21 | Corvil Financial technology solutions provider for high-performance trading and analytics | $42M | 215 mo ago | 18 | 2000 | — | — | — | — |
| 22 | Droit Developer of a platform for regulatory compliance and real-time controls | $39M | 39 mo ago | 172 | 2012 | Brock Arnason Co-Founder & CEO | — | — | — |
| 23 | Allure Security Provider of behavior analytics and machine learning based data security 74Growth top 17%Innovation top 27%Funding top 30%AI top 30% All 11 signals ▾Growthtop 17% Innovationtop 27% Fundingtop 30% AItop 30% Producttop 35% Techtop 38% Moattop 39% Newstop 45% Talentbottom 49% Marketbottom 35% Globalbottom 32% Growth: Headcount 2 → 29 (+1350%) across vintages · Web rank 50,000,000 → 10,000,000 YoY Innovation: 3 product lines · Deep-tech classification: Artificial Intelligence rank vs industry peers · Fliar Intelligence Index 74/100 | $32M | 2 mo ago | 29 29 → 64 (+121%) | 2009 | Angelos Keromytis Co-Founder & Advisor | WordPressMySQLPHP+37 | — | 1 award |
| 24 | Footprint Offering identity and attribute verification solutions | $26M | 26 mo ago | 10 | 2022 | Eli Wachs Co-Founder & CEO | Node.jsRadix UITailwind CSS+21 | 14 patents Manufacturing and tooling of fiber-based food containers and cups for sustainable packaging. | — |
| 25 | IronVest Account securing tool for individuals and businesses 53Moat top 31%Patents top 33%Growth top 36%Innovation top 38% All 11 signals ▾Moattop 31% Patentstop 33% Growthtop 36% Innovationtop 38% Fundingtop 39% Techtop 42% Talentbottom 49% Productbottom 40% Marketbottom 39% Customersbottom 38% Globalbottom 37% Moat: Editorial + unicorn rating 7/10 · IP moat: 13 patents Patents: 13 patents matched (strict assignee match) · 13 filings since 2022 vs 0 in 2017-21 rank vs industry peers · Fliar Intelligence Index 53/100 | $23M | 14 mo ago | 27 | 2022 | Guy Bauman Co-Founder | ContentfulNode.jsGSAP+23 | 13 patents Secure digital identity verification and transaction authentication using cryptographic and multi-party protocols | — |
| 26 | Certificial Cloud-based insurance risk management solutions provider | $21M | 35 mo ago | 17 17 → 28 (+65%) | 2015 | Peter Teresi Co-Founder & Chief Executive Officer at Certificial | WebflowZohoAmazon Web Services+24 | 5 patents Real-time automated insurance policy tracking and endorsement management software | 1 partnership |
| 27 | Correlix Latency Intelligence monitoring software to capital markets firms | $21M | 172 mo ago | 28 | 2005 | — | — | — | — |
| 28 | PeerIQ Risk management for P2P lending platforms | $20M | 106 mo ago | 23 | 2014 | — | — | — | — |
| 29 | Eisen Provider of escheatment automation solutions for financial institutions 35Funding top 32%Growth top 35%Tech bottom 49%Global bottom 36% All 5 signals ▾Fundingtop 32% Growthtop 35% Techbottom 49% Globalbottom 36% Marketbottom 23% Funding: Raised $18.5M across 2 rounds · 2 rounds over 1 yrs (2.0/yr) Growth: Fresh capital in last 24 mo rank vs industry peers · Fliar Intelligence Index 35/100 | $18M | 2 mo ago | 10 | 2022 | — | WebflowAmazon Web ServicesLeadfeeder+21 | — | — |
| 30 | Alaffia Health AI platform for healthcare claims management and automation 48AI top 30%News top 34%Funding top 36%Talent top 38% All 7 signals ▾AItop 30% Newstop 34% Fundingtop 36% Talenttop 38% Moattop 39% Globalbottom 37% Marketbottom 34% AI: Classified as an AI company · Product described with: ai-powered News: 3 BI events in 12 mo (of 10 tracked, 3 types) · Top themes: Funding rank vs industry peers · Fliar Intelligence Index 48/100 | $18M | 4 mo ago | 22 | 2020 | Adun Akanni Co-Founder & COO | — | — | — |
| 31 | HazelTree Provider of treasury and liquidity management software for investment firms | $16M | 18 mo ago | 166 | 2009 | — | SanityNode.jsPlyr+16 | — | 1 job opening · 1 award |
| 32 | EMTECH Provider of software for central banks and financial service providers | $14M | 21 mo ago | 1 | 2019 | Carmelle Cadet Founder & CEO | StoryblokAzure Front DoorAzure+14 | 8 patents Patents concentrated in chemistry & materials | 1 partnership |
| 33 | Refine Intelligence Digital customer outreach for AML in banking | $13M | 31 mo ago | 12 | 2022 | Uri Rivner CEO and co-founder | WordPressMySQLPHP+29 | — | 1 launch |
| 34 | Notabene Provider of crypto travel rule compliance and transaction authorization solutions | $12M | 19 mo ago | 34 | 2020 | Andres Junge Co-Founder and CTO | WebflowThree.jsD3+21 | 4 patents Patents concentrated in electrical & electronics | 1 launch |
| 35 | MyComplianceOffice Provider of compliance management software for employee, transaction, and third-party oversight | $12M | 64 mo ago | 6 | 2005 | Bapiraju Nandury Managing Director | — | — | — |
| 36 | Cybera Fraud detection platform for financial institutions, crypto businesses, and law enforcement | $11M | 24 mo ago | 24 | 2020 | Claudio Staub Co-Founder | WebflowRiveStripe+16 | — | — |
| 37 | RANE Network Risk intelligence platform for enterprises | $10M | 26 mo ago | 141 | 2013 | David Lawrence Founder | WebflowSalesforceVimeo+15 | — | — |
| 38 | Dasseti Due diligence software for investment industry professionals | $10M | 14 mo ago | — | 2018 | Wissem Souissi Founder & CEO | HubSpot CMS HubAmazon Web ServicesMicrosoft Advertising+22 | — | 1 partnership |
| 39 | Stratyfy Provider of AI-driven solutions for credit decisioning, compliance, and fraud detection | $10M | 39 mo ago | 16 | 2016 | Laura Kornhauser CEO and Co-Founder | WordPress Block EditorWordPressMySQL+23 | 4 patents AI-driven data governance, bias mitigation, and probabilistic classification for cloud analytics | 1 job opening · 1 award |
| 40 | Exponential Markets Derivatives risk management solution for businesses | $10M | 28 mo ago | — | 2021 | Ryan Naughton Co-Founder & Head of Strategic Partnerships | — | — | — |
| 41 | BaseCap Analytics Provider of data validation and due diligence automation software platform | $8M | 37 mo ago | 13 | 2012 | — | — | — | — |
| 42 | Anonybit Provider of privacy-preserving biometric authentication and identity verification platform solutions | $8M | 32 mo ago | 22 | 2018 | — | WordPressMySQLPHP+13 | 3 patents Blockchain-based decentralized biometric authentication and identity verification systems | — |
| 43 | Fraud.net Provider of an AI-powered platform for fraud detection and risk management | $7M | 38 mo ago | 34 | 2013 | Cathy Ross Co-Founder | WebflowSentryAtlassian Statuspage+26 | — | 1 award |
| 44 | Sigma Ratings Developer of AI-based financial risk assessment and management solutions for multiple sectors | $5M | 45 mo ago | 35 | 2016 | Stuart Jones Co-Founder & CEO | — | 4 patents Automated entity identification and machine‑learning risk evaluation systems | — |
| 45 | Ballerine Provider of an open-source identity and risk management platform | $5M | 36 mo ago | 7 | 2022 | Noam Izhaki Co-Founder & CEO | Webflow EcommerceWebflowAmazon Web Services+22 | — | — |
| 46 | Steward AI‑first AML and compliance‑automation platform tailored for investment firms and asset managers | $5M | 3 mo ago | — | 2025 | Arik Oslerne Co-Founder & CEO | Radix UITailwind CSSshadcn/ui+10 | — | — |
| 47 | Presults Cloud-based automated compliance, archiving, and eDiscovery solution | $5M | 37 mo ago | 6 | 2018 | Sol Hersh Co-Founder | — | — | 1 launch |
| 48 | Sandbar Transaction monitoring solution for financial services companies | $5M | 40 mo ago | 10 | 2021 | Abe Goldstein Co-Founder | — | — | — |
| 49 | Blue Platform offering KYC/AML-enabled crypto trading | $3M | 41 mo ago | 3 | 2022 | — | — | 13 patents Sheet‑metal slitting, leveling, and handling equipment for precision web processing | — |
| 50 | Elm AI SaaS and AI based supplier sustainability due diligence platform for businesses | $275K | 14 mo ago | — | 2023 | Advait Raykar Co-Founder & CEO | Tailwind CSSReactReact Router+4 | — | 1 launch · 1 partnership |
Top 12 RegTech companies in New York City
#1
Series F · New York City, New York · founded 2014 · 219 employees$538.1Mraised▾
Blockchain data platform providing crypto insights to businesses, banks, and governments. The platform helps organizations make informed decisions, foster innovation, and protect consumers. It assists law enforcement in detecting and deterring cryptocurrency crime, while aiding regulators in establishing secure markets and maintaining financial stability. The company also offers solutions for financial institutions to leverage digital assets and for exchanges to enhance security and customer trust. The platform provides research and reports on current trends in cryptocurrency and its role in various criminal activities.
- Oct 2025Series F—
- May 2022Series F$170M
- Jun 2021Series E$100M
- Mar 2021Series D$100M
#2
Acquired · New York City, New York · founded 2010 · 379 employees$341.4Mraised▾
WorkFusion provides robotic process automation and chatbot solutions to automate work processes. It offers a cloud-based platform for automating data collection & enrichment and uses machine learning technology to integrate & manage automation tools & crowd-sourced workers. It enables businesses to understand customer behavior, automate manual work, monitor corporate actions, extract financially relevant data from loan documentation, and monitor & collect data from websites. It has use cases in information technology, finance, e-commerce, and retail applications. The platform also enables enterprises to convert their paper documents to a digitized file through OCR and automate the product categorization, source data for algorithm training.
- Sep 2025Series G$45M
- Feb 2025Series F$15.4M
- Sep 2022Series F$8.8M
- Feb 2021Series F$220M
#3
Series B · New York City, New York · founded 2009 · 29 employees$32.1Mraised▾
Provider of behavior analytics and machine learning based data security. It combines behavior analytics with machine learning to protect devices from data loss both inside and outside the enterprise network. It alerts trigger a smart action that captures forensic data, including an image of the user, geo location, ambient audio, and recent user activity.
- Mar 2026Series B$17M
- Apr 2024Series A$10M
- Nov 2021Seed$9.9M
- Aug 2019Seed$6.9M
#4
Series A · New York City, New York · founded 2022 · 10 employees$18.5Mraised▾
Provider of escheatment automation solutions for financial institutions. This company offers a platform that proactively manages dormant accounts, stale checks, and wind-downs, ensuring compliance with state-by-state escheatment requirements. The solution streamlines regulatory outreach, disbursement, and escheatment processes. It helps identify inactive accounts, track uncashed checks, and manage large-scale account closures, reducing risk and providing comprehensive audit trails. The platform automates fund disbursement and facilitates customer re-engagement. The service aims to prevent costly penalties associated with unclaimed property.
- Mar 2026Series A$10M
- Seed$8.5M
#5
Series B · New York City, New York · founded 2020 · 22 employees$17.6Mraised▾
AI platform for healthcare claims management and automation. It offers AI-powered agents designed to enhance clinician productivity and streamline claims processing. It provides tools for pre-processing claims, intelligent routing, and clinical reasoning. The platform integrates with existing technology and adheres to security standards. It serves payment integrity, utilization management, and appeals teams.
- Feb 2026Series B$55M
- Mar 2024Series A$10.9M
- Feb 2022Seed$5M
- Jul 2020Seed$100K
#6
Series A · New York City, New York · founded 2025$5Mraised▾
AI‑first AML and compliance‑automation platform tailored for investment firms and asset managers. It focuses on complex investor onboarding, including KYC, KYB, KYI, and ongoing AML monitoring for structures like trusts, family offices, and layered corporate entities. The platform offers dynamic onboarding, risk assessment, and customer profile management. It facilitates corporate onboarding, periodic reviews, and false positive resolution. The platform also provides tools for handling customer queries and generating reports.
- Mar 2026Series A$5M
#7
Seed · New York City, New York · founded 2022 · 27 employees$23Mraised▾
Account securing tool for individuals and businesses. It offers solutions such as biometric security and privacy app to ensure only access to the most sensitive accounts like banks, email, investments, and more. It also protects privacy with masked emails, single-use virtual credit cards, and virtual mobile numbers. The mobile application is available for Android and iOS users.
- Apr 2025Seed$15.8M
- Oct 2022Seed$23M
#8
Series A · New York City, New York · founded 2018$10.3Mraised▾
Due diligence software for investment industry professionals. Offers Operational due diligence for data checks, Investment due diligence for tracking fund data, portfolio monitoring, and more. Also provides risk and compliance management.
- Apr 2025Series A$1.4M
- May 2024Series A$4.3M
- Jan 2023Series A$6M
#9
Series D · New York City, New York · founded 2014$130.7Mraised▾
Provider of passwordless multi-factor authentication, identity verification, and risk management. The company delivers a platform for identity assurance throughout the identity lifecycle. It offers authentication with phishing-resistant passkeys, risk policy and orchestration, and identity proofing and verification. The platform integrates with various identity and access management environments and security tools.
- Jun 2024Series D$30M
- Dec 2022Series C$25M
- Apr 2021Series C$35M
- Oct 2019Series B$18.3M
#10
Socure 🦄Series E · New York City, New York · founded 2012 · 88 employees$650.2Mraised▾
Provider of AI based platform offering identity verification. It provides users with products such as machine learning-based fraud detection, identity verification, onboarding, document verification, and more. It also features fuzzy name matching and natural language processing tools for adverse media screening.
- Mar 2023Conventional Debt$95M
- Nov 2021Series E$450M
- Jun 2021Series D—
- Mar 2021Series D$100M
#11
Series A · New York City, New York · founded 2009 · 166 employees$15.5Mraised▾
Provider of treasury and liquidity management software for investment firms. The software delivers transparency and risk mitigation. It helps clients optimize counterparty interactions, credit facilities, margin requirements, and fees. The platform consolidates banking, brokerage, and counterparties on a unified platform. It offers algorithms for execution, modeling of bank credit facilities, and capital lifecycle management.
- Dec 2024Series A$10M
- Aug 2022Series A$14M
- Feb 2011Seed$1.5M
#12
Series B · New York City, New York · founded 2020 · 34 employees$12.1Mraised▾
Provider of crypto travel rule compliance and transaction authorization solutions. The company offers a platform for pre-transaction decision-making, helping to identify and stop illicit activity. It facilitates counterparty verification and supports stablecoin payments. The platform provides tools for travel rule compliance, self-hosted wallet verification, and regulatory oversight. It enables transaction authorization for digital asset flows, including pull payments and recurring subscriptions.
- Nov 2024Series B$14.5M
- Nov 2021Series A$10.2M
- Oct 2020Seed$1.8M
- Aug 2020Seed$150K
Funding & investor landscape
Notable founders
Market landscape — 10 sub-themes by coverage
Share of RegTech coverage by sub-theme.
Regulatory-risk over time rising
Funding & growth over time
funding rising · growth rising
Common questions
Rohit lives in the feed. He covers what's moving right now — the funding rounds, launches and shifts breaking across the trade press — and ties them back to where the sector is heading.